[Remote] Audit AML Sr. Consultant
Note: The job is a remote job and is open to candidates in USA. NTT DATA is seeking an Audit AML Sr. Consultant to support Global Financial Crimes Audit Quality Assurance and regulatory remediation efforts. The role evaluates AML audit quality, reviews validation work, identifies improvement opportunities, and helps ensure adherence to regulatory and internal audit standards.
Responsibilities
- Perform QA validation over the Bank’s Global Financial Crimes Audit department, in support of the Audit department’s Quality & Improvement (Q&I) function
- Complete AML Audit quality reviews to evaluate the consistency, effectiveness, and adherence of Audit activities to standards defined by the Bank to determine whether Consent Order remediation milestone closure decisions are adequately supported
- Serve as the final reviewer over AML Audit quality reviews prepared by the offshore delivery team and the escalation point for high complexity cases
- Evaluate the completeness, accuracy, quality, sufficiency, and appropriateness of Audit’s validation work in alignment with Q&I expectations
- Identify, assess, and document recommendations for improvements to Audit’s validation approach and overall documentation clarity, surfaced through review execution
Skills
- Core financial services experience
- Knowledge and understanding of regulatory compliance requirements surrounding Anti Money Laundering (AML) requirements and lifecycle – particularly knowledge around Beneficial Ownership documentation
- Bachelor's degree in business or a related field
- 3+ years of experience of Financial Services Industry in a project management or business analyst function
- 2+ year(s) of experience on projects that focused on one or more of the following projects:
- AML/BSA
- KYC /Onboarding
- Large-Scale Remediation or Operational Engagements
- 2+ years of Risk Management, specifically Financial Crimes/AML or /BSA Program experience
Benefits
- Eligibility for incentive compensation based on individual and/or company performance
- Medical insurance with an employer contribution
- Dental insurance with an employer contribution
- Vision insurance with an employer contribution
- Flexible spending or health savings account
- Life and AD&D insurance
- Short- and long-term disability coverage
- Paid time off
- Employee assistance
- Participation in a 401(k) program with company match
- Additional voluntary or legally-required benefits
- Fully remote work arrangement
Company Overview
Company H1B Sponsorship